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Presentation Outline: Formally Verified Autonomous Hybrid Control for Nuclear Reactors

Audience: Engineering PhDs (not necessarily control, nuclear, or formal methods experts)

Presentation Style: Assertion-Evidence


1. Title Slide

Assertion: Autonomous Hybrid Control with Formal Safety Guarantees Enables Economic Viability of Next-Generation Nuclear Power

Content:

  • Your name, affiliation
  • Brief subtitle about bridging formal methods and control theory

2. The Economic Challenge

Assertion: Small modular reactors face an unsustainable staffing cost problem that threatens their economic viability

Evidence:

  • Comparison chart: staffing costs per MW for conventional vs SMR
  • Current requirement: 2+ ROs + 1 SRO per reactor
  • Training timeline: up to 6 years to become a reactor operator
  • Cost breakdown showing O&M as 23-30% of levelized cost
  • Projected datacenter demand reaching 1,050 TWh by 2030 = $21-28B annually in O&M

Key Message: Automation is not optional—it's economically essential


3. The Safety Imperative

Assertion: Human operators are the root cause of 70-80% of nuclear incidents despite decades of training improvements

Evidence:

  • Bar chart: 70-80% human error vs 20% equipment failure
  • IAEA statement: "Human error was the root cause of all severe accidents"
  • TMI case study visualization:
    • 100+ simultaneous alarms
    • 44% core meltdown
    • 500-fold underestimation of risk
  • Human Error Probability table showing degradation under stress:
    • Optimal: 0.001-0.01
    • Under accident conditions: 0.1-1.0 (essentially guaranteed failure)

Key Message: Training alone cannot overcome fundamental cognitive limitations


4. The Paradox

Assertion: Nuclear control faces a fundamental tension—human operators are both essential for flexibility and the primary source of failure

Evidence:

  • Two-column comparison:
    • LEFT: "Why we need humans" (judgment, adaptability, procedure interpretation)
    • RIGHT: "Why humans fail" (cognitive limits, stress, 7±2 working memory, response time: seconds vs milliseconds)
  • Current division of labor diagram:
    • Automated: Emergency protection (trip systems, ECCS)
    • Manual: Strategic operations (startup, mode transitions, power changes)
  • Quote from TMI Commission about "ambiguity in responsibility"

Key Message: We need the reliability of automation with the sophistication of human decision-making


5. What Are Hybrid Control Systems?

Assertion: Hybrid systems combine continuous dynamics with discrete mode switching—exactly how nuclear plants operate

Evidence:

  • Simple equations showing hybrid dynamics:
    • Continuous: ẋ(t) = f(x(t), q(t), u(t))
    • Discrete: q(k+1) = ν(x(k), q(k), u(k))
  • Intuitive example diagram: Nuclear reactor startup
    • Mode 1 (Cold Shutdown): Temperature control
    • Transition condition: T > 400°F
    • Mode 2 (Heatup): Ramp rate control
    • Transition condition: Approach criticality
    • Mode 3 (Low Power): Neutron flux control
  • Contrast with pure continuous (traditional control) and pure discrete (software)

Key Message: Nuclear operations are inherently hybrid—continuous physics with discrete strategic decisions


6. The Gap in Current Approaches

Assertion: Existing methods can handle either continuous dynamics or discrete logic, but not both with formal guarantees

Evidence:

  • Venn diagram showing the gap:
    • Circle 1: Formal Methods (HARDENS) → Discrete logic verification ✓, Continuous dynamics ✗
    • Circle 2: Control Theory → Continuous stability ✓, Discrete transitions ✗
    • Gap in middle: Hybrid system verification
  • HARDENS achievement summary:
    • Complete RTS verification in 9 months
    • Requirements → verified binaries
    • BUT: No continuous dynamics, no closed-loop verification
    • TRL 3-4, no experimental validation

Key Message: We can verify half the system with existing tools—we need to bridge the gap


7. Our Three-Thrust Approach

Assertion: Unifying discrete synthesis and continuous verification enables end-to-end correctness guarantees for hybrid systems

Evidence:

  • Pipeline diagram with three stages:

    Thrust 1: Procedures → Temporal Logic (FRET)

    • Input: Written procedures
    • Tool: NASA FRET (FRETish language)
    • Output: LTL specifications
    • Key feature: Realizability checking

    Thrust 2: Temporal Logic → Discrete Automaton (Reactive Synthesis)

    • Input: LTL specifications
    • Tool: Strix (reactive synthesis)
    • Output: Discrete state machine
    • Key feature: Correct by construction

    Thrust 3: Continuous Controllers + Verification

    • Input: Discrete automaton + plant model
    • Tools: Reachability analysis, barrier certificates
    • Output: Verified continuous modes
    • Key feature: Compositional verification

Key Message: Each piece uses state-of-the-art tools; innovation is in the integration


8. Thrust 1: From Procedures to Logic

Assertion: NASA's FRET tool systematically translates written procedures into unambiguous temporal logic specifications

Evidence:

  • Side-by-side example:
    • LEFT: Natural language: "If a high temperature alarm triggers, control rods must immediately insert and remain inserted until operator reset"
    • RIGHT: Temporal logic: G(HighTemp → X(RodsInserted ∧ (¬RodsWithdrawn U OperatorReset)))
  • FRETish structure diagram showing 6 required components:
    • Scope | Condition | Component | Shall | Timing | Response
  • Realizability checking benefits:
    • Detects conflicting requirements
    • Identifies undefined behaviors
    • Finds "bugs" in procedures before implementation

Key Message: FRET bridges human-readable procedures and machine-verifiable specifications


9. Thrust 2: Synthesizing Discrete Controllers

Assertion: Reactive synthesis automatically generates provably correct discrete switching logic from temporal specifications

Evidence:

  • What is reactive synthesis? Simple explanation:
    • Input: Temporal logic formula (what should happen)
    • Output: State machine (how to make it happen)
    • Guarantee: If a solution exists, it is correct by construction
  • Example automaton visualization for reactor mode transitions
    • Nodes: Cold Shutdown, Heatup, Low Power, Full Power, SCRAM
    • Edges: Transition conditions
    • Highlight: This is the "operator's decision-making" automated
  • Strix tool performance (SYNTCOMP winner)

Key Message: The discrete controller is mathematically guaranteed to follow procedures—no switching errors possible


10. Thrust 3: Continuous Mode Verification

Assertion: Continuous controllers are verified using three complementary techniques that avoid global trajectory analysis

Evidence:

  • Three types of continuous modes based on transition objectives:

    • Stabilizing: Stay in current mode (e.g., full-power operation)
    • Transitory: Drive toward next mode (e.g., startup heatup)
    • Expulsory: Force to safe mode (e.g., SCRAM)
  • Three verification techniques:

    1. Reachability Analysis:

      • Computes reachable state sets
      • Verifies boundary conditions are met
      • Recent advances: Neural Hamilton-Jacobi for high dimensions
    2. Assume-Guarantee Contracts:

      • Each mode verified with input/output bounds
      • Compositional: local verification, global guarantees
    3. Barrier Certificates:

      • Proves safe set forward invariance
      • Guarantees transitions occur correctly
      • Ensures stability across mode switches

Key Message: Local verification of each mode is tractable; composition ensures global correctness


11. Why This Works: The Key Insight

Assertion: Designing continuous controllers after synthesizing the discrete automaton enables local verification instead of intractable global analysis

Evidence:

  • Problem with traditional approach:
    • Design everything at once
    • Verify entire trajectory through all modes
    • Computationally intractable for complex systems
  • Our approach:
    • Discrete automaton defines transition boundaries
    • Design each continuous mode to satisfy its local transitions
    • Use assume-guarantee to chain modes together
    • Barrier certificates prove transitions are safe
  • Diagram showing modular verification:
    • Each mode verified independently
    • Interface contracts guarantee composition
    • Total system correctness follows from local proofs

Key Message: Decomposition is the key to tractable verification


12. Demonstration: SmAHTR Startup

Assertion: Autonomous startup of a Small Modular Advanced High Temperature Reactor provides a rigorous test case spanning multiple coordinated modes

Evidence:

  • Why SmAHTR?
    • Well-documented startup procedures
    • Multiple distinct operational modes
    • Complex thermal-hydraulics + neutron kinetics
    • Representative of next-gen reactor designs
  • Startup sequence complexity:
    • Cold conditions → Controlled heating → Approach criticality → Low-power physics → Full power
    • Multiple coordinated subsystems
    • Strict timing and temperature constraints
  • Implementation platform:
    • High-fidelity Simulink model (thermal-hydraulics + neutron kinetics)
    • Emerson Ovation control hardware (industry standard)
    • ARCADE integration (hardware-in-the-loop)
    • Real-time performance validation

Key Message: This is not a toy problem—it's representative of actual deployment challenges


13. Expected Outcomes

Assertion: Success will be measured by progression to TRL 5, demonstrating practical feasibility beyond theoretical proof

Evidence:

  • TRL progression chart:

    • Starting point: TRL 2-3 (basic concepts, HARDENS as precedent)
    • Target: TRL 5 (validated prototype in relevant environment)
    • Gap: Experimental validation with continuous dynamics
  • Three concrete deliverables:

    Outcome 1: Procedure translation methodology

    • Engineers can generate verified controllers from regulatory procedures
    • No formal methods expertise required

    Outcome 2: Continuous verification framework

    • Standard control design + iterative verification
    • Proof of safe mode transitions

    Outcome 3: SmAHTR demonstration

    • Autonomous startup on industrial hardware
    • Hardware-in-the-loop validation
    • Path to deployment

Key Message: TRL 5 proves both theoretical validity and practical implementability


14. Broader Impact: Beyond Nuclear

Assertion: This methodology generalizes to any safety-critical hybrid system with documented operational procedures

Evidence:

  • Common pattern across domains:
    • Written procedures exist
    • Continuous dynamics + discrete decisions
    • Safety is paramount
    • Autonomy has economic benefits
  • Application domains table:
    • Chemical process control (batch processes, safety interlocks)
    • Aerospace (flight phases, emergency procedures)
    • Autonomous transportation (driving modes, emergency maneuvers)
    • Medical devices (therapy modes, patient monitoring)
  • Economic multiplier:
    • Nuclear O&M: $21-28B annually (projected datacenter demand alone)
    • Broader safety-critical infrastructure: Much larger
  • Regulatory pathway:
    • Proving concept in nuclear (highest safety bar)
    • Establishes precedent for other industries
    • Mathematical proof as regulatory evidence

Key Message: Nuclear is the proving ground; impact extends far beyond


15. Innovation Summary

Assertion: The innovation is not in individual techniques but in their systematic integration to bridge a fundamental gap in cyber-physical systems

Evidence:

  • What's NOT new (but state-of-the-art):
    • Temporal logic and reactive synthesis (computer science)
    • Reachability analysis and barrier certificates (control theory)
    • Hardware-in-the-loop validation (industry practice)
  • What IS new:
    • Integration: Unifying discrete and continuous verification
    • Methodology: Systematic tool-supported workflow from procedures to verified controller
    • Decomposition: Local verification with compositional guarantees
    • Practical: Targets existing industrial hardware (Emerson Ovation)
  • Comparison to HARDENS:
    • HARDENS: Discrete only, TRL 3-4, no continuous dynamics
    • This work: Full hybrid system, TRL 5, hardware-in-the-loop
  • Key enabling insight:
    • Automaton-first design enables tractable continuous verification

Key Message: Standing on the shoulders of giants to solve a previously intractable problem


16. Timeline and Feasibility

Assertion: This research is feasible within a PhD timeline given existing tools, models, and infrastructure access

Evidence:

  • Existing infrastructure:
    • University of Pittsburgh Cyber Energy Center
    • Emerson control hardware access
    • SmAHTR Simulink model already developed
    • ARCADE platform operational
    • Industry collaboration channels
  • Tool maturity:
    • FRET: Production-ready (NASA JPL)
    • Strix: Competition-winning synthesis tool
    • Reachability tools: Recent advances make high-dimensional systems tractable
  • Risk mitigation:
    • Start with simpler mode sequences, add complexity incrementally
    • Extensive simulation before hardware-in-the-loop
    • Fallback: Manual continuous controller design if synthesis proves intractable
  • Precedent: HARDENS achieved similar scope in 9 months

Key Message: Ambitious but achievable with existing resources and tools


17. Conclusion: The Path Forward

Assertion: Formally verified autonomous hybrid control is essential for next-generation nuclear power and provides a template for broader safety-critical autonomy

Evidence:

  • Three converging imperatives:
    1. Economic: SMRs need autonomy to be viable ($21-28B annual O&M for datacenter demand)
    2. Safety: Human error causes 70-80% of incidents; training can't fix cognitive limits
    3. Technical: Tools now exist to verify hybrid systems; HARDENS proved discrete is feasible
  • This research closes the gap:
    • HARDENS + Continuous Verification = Complete Hybrid System
    • Theory + Hardware-in-the-Loop = TRL 5
    • Nuclear Demonstration = Pathway for broader adoption
  • Vision: Control engineers generate high-assurance autonomous controllers from procedures
    • No formal methods PhD required
    • Mathematical proof of correctness included
    • Deployable on existing industrial hardware

Key Message: The pieces exist; we're putting them together at the right time for the right application


18. Questions

Assertion: (Keep a few backup slides here for common questions)

Potential backup slides:

  • Detailed FRET example
  • Reactive synthesis algorithm overview
  • Reachability analysis visualization
  • Comparison with other autonomy approaches (ML, MPC, etc.)
  • Regulatory acceptance pathway
  • Scalability to larger systems