Multi-level editorial pass: Gopen + Heilmeier alignment

Pass 1 (Tactical): Sentence-level improvements
- Strengthened issue-point positioning (stress at sentence end)
- Improved topic-stress flow (known→new information)
- Converted passive to active voice where appropriate
- Tightened verb choice and eliminated weak constructions
- Fixed pronoun references and reduced unnecessary nominalizations

Pass 2 (Operational): Paragraph and section flow
- Improved transitions between paragraphs and subsections
- Strengthened section-to-section handoffs
- Enhanced coherence within major sections
- Clarified the discrete-continuous interface explanation
- Better signposting for the three controller types

Pass 3 (Strategic): Heilmeier catechism alignment
- Made 'What is new' and 'Why will it succeed' explicit
- Strengthened 'Who cares' and 'What difference' in Broader Impacts
- Clarified 'The exams' in Metrics section
- Added 'How long' statement to Schedule
- Improved overall narrative flow from problem→gap→solution→impact

All changes preserve technical accuracy while improving clarity and impact.
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@ -1,41 +1,41 @@
% GOAL PARAGRAPH
This research develops a methodology for creating autonomous control systems
with event-driven control laws that guarantee safe and correct behavior.
that guarantee safe and correct behavior through event-driven control laws.
% INTRODUCTORY PARAGRAPH Hook
Nuclear power relies on extensively trained operators who follow detailed
written procedures to manage reactor control. Operators interpret plant
Nuclear power plants rely on extensively trained operators who follow detailed
written procedures to manage reactor control. These operators interpret plant
conditions and make critical decisions about when to switch between control
objectives.
% Gap
This reliance on human operators creates an economic challenge for
next-generation nuclear power plants. Small modular reactors face per-megawatt
staffing costs that significantly exceed those of conventional plants. These
economic constraints demand autonomous control systems that safely manage
complex operational sequences with the same assurance as human-operated systems,
but without constant supervision.
Next-generation nuclear power plants face an economic challenge from this
reliance on human operators. Small modular reactors face per-megawatt
staffing costs significantly exceeding those of conventional plants. These
economic constraints demand autonomous control systems that can safely manage
complex operational sequences without constant supervision while maintaining the
same assurance as human-operated systems.
% APPROACH PARAGRAPH Solution
We will combine formal methods from computer science with control theory to
We combine formal methods from computer science with control theory to
build hybrid control systems that are correct by construction.
% Rationale
Hybrid systems use discrete logic to switch between continuous control modes,
mirroring how operators change control strategies. Existing formal methods
Hybrid systems mirror how operators change control strategies: they use discrete
logic to switch between continuous control modes. Existing formal methods
generate provably correct switching logic but cannot handle continuous dynamics
during transitions. Traditional control theory verifies continuous behavior but
lacks tools for proving discrete switching correctness.
% Hypothesis and Technical Approach
A three-stage methodology will bridge this gap. First, we translate written
A three-stage methodology bridges this gap. First, we translate written
operating procedures into temporal logic specifications using NASA's Formal
Requirements Elicitation Tool (FRET). FRET structures requirements into scope,
condition, component, timing, and response elements, enabling realizability
checking that identifies conflicts and ambiguities before implementation.
Second, we synthesize discrete mode switching logic using reactive synthesis to
generate deterministic automata that are provably correct by construction.
Second, reactive synthesis generates deterministic automata that are provably
correct by construction for discrete mode switching logic.
Third, we develop continuous controllers for each discrete mode using standard
control theory and reachability analysis. We classify continuous modes based on
their transition objectives, then employ assume-guarantee contracts and barrier
certificates to prove that mode transitions occur safely and as the
certificates to prove that mode transitions occur safely as the
deterministic automata specify. Local verification of continuous modes becomes
possible without global trajectory analysis across the entire hybrid system. An
Emerson Ovation control system will demonstrate this methodology.

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@ -2,11 +2,11 @@
% GOAL PARAGRAPH
This research develops a methodology for creating autonomous hybrid control
systems with mathematical guarantees of safe and correct behavior.
systems that provide mathematical guarantees of safe and correct behavior.
% INTRODUCTORY PARAGRAPH Hook
Nuclear power plants require the highest levels of control system reliability,
where failures can result in significant economic losses, service interruptions,
Nuclear power plants require the highest levels of control system reliability.
Failures can result in significant economic losses, service interruptions,
or radiological release.
% Known information
Currently, nuclear plant operations rely on extensively trained human operators
@ -17,34 +17,34 @@ conditions and procedural guidance.
% Gap
This reliance on human operators prevents autonomous control capabilities and
creates a fundamental economic challenge for next-generation reactor designs.
Small modular reactors, in particular, face per-megawatt staffing costs far
exceeding those of conventional plants and threaten their economic viability.
Small modular reactors face per-megawatt staffing costs far
exceeding those of conventional plants, threatening their economic viability.
% Critical Need
The nuclear industry needs autonomous control systems that safely manage complex
operational sequences with the same assurance as human-operated systems, but
without constant human supervision.
operational sequences without constant human supervision while maintaining the
same assurance as human-operated systems.
% APPROACH PARAGRAPH Solution
We will combine formal methods with control theory to build hybrid control
We combine formal methods with control theory to build hybrid control
systems that are correct by construction.
% Rationale
Hybrid systems use discrete logic to switch between continuous control modes,
mirroring how operators change control strategies. Existing formal methods
Hybrid systems mirror how operators change control strategies: they use discrete
logic to switch between continuous control modes. Existing formal methods
generate provably correct switching logic from written requirements but cannot
handle the continuous dynamics that occur during transitions between modes.
handle the continuous dynamics occurring during transitions between modes.
Traditional control theory verifies continuous behavior but lacks tools for
proving correctness of discrete switching decisions. This gap between discrete
and continuous verification prevents end-to-end correctness guarantees.
% Hypothesis
Our approach closes this gap by synthesizing discrete mode transitions directly
from written operating procedures and verifying continuous behavior between
transitions. If existing procedures can be formalized into logical
specifications and continuous dynamics verified against transition requirements,
then autonomous controllers can be built that are provably free from design
transitions. If we can formalize existing procedures into logical
specifications and verify continuous dynamics against transition requirements,
we can build autonomous controllers provably free from design
defects.
% Pay-off
This approach will enable autonomous control in nuclear power plants while
maintaining the high safety standards required by the industry.
This approach enables autonomous control in nuclear power plants while
maintaining the high safety standards the industry requires.
% Qualifications
This work is conducted within the University of Pittsburgh Cyber Energy Center,
@ -107,9 +107,9 @@ documents to deployed systems.
verification to enable end-to-end correctness guarantees for hybrid systems.
While formal methods can verify discrete logic and control theory can verify
continuous dynamics, no existing methodology bridges both with compositional
guarantees. This work establishes that bridge by treating discrete specifications
as contracts that continuous controllers must satisfy, enabling verification of
each layer independently while guaranteeing correct composition.
guarantees. This work establishes that bridge. It treats discrete specifications
as contracts that continuous controllers must satisfy, enabling independent
verification of each layer while guaranteeing correct composition.
% Outcome Impact
If successful, control engineers will create autonomous controllers from

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@ -1,10 +1,10 @@
\section{State of the Art and Limits of Current Practice}
This research aims to create autonomous reactor control systems that are
tractably safe. Understanding what we automate requires first understanding how
tractably safe. Understanding what we automate requires understanding how
nuclear reactors operate today. This section examines reactor operators and the
operating procedures we leverage, investigates limitations of human-based
operation, and concludes with current formal methods approaches to reactor
operating procedures we will leverage, investigates limitations of human-based
operation, and reviews current formal methods approaches to reactor
control systems.
\subsection{Current Reactor Procedures and Operation}
@ -15,7 +15,7 @@ Emergency Operating Procedures (EOPs) for design-basis accidents, Severe
Accident Management Guidelines (SAMGs) for beyond-design-basis events, and
Extensive Damage Mitigation Guidelines (EDMGs) for catastrophic damage
scenarios. These procedures must comply with 10 CFR 50.34(b)(6)(ii). NUREG-0899
provides guidance for their development~\cite{NUREG-0899, 10CFR50.34}, but this
provides guidance for their development~\cite{NUREG-0899, 10CFR50.34}, but their
development relies fundamentally on expert judgment and simulator validation
rather than formal verification. Procedures undergo technical evaluation,
simulator validation testing, and biennial review as part of operator
@ -55,19 +55,20 @@ startup/shutdown sequences, mode transitions, and procedure implementation.
\subsection{Human Factors in Nuclear Accidents}
Having established how nuclear plants currently operate through written
procedures and human operators, we now examine why this human-centered approach
poses fundamental limitations. Current-generation nuclear power plants employ
over 3,600 active NRC-licensed reactor operators in the United
States~\cite{operator_statistics}. These
The preceding subsection established how nuclear plants currently operate:
through written procedures executed by human operators. This subsection examines
why this human-centered approach poses fundamental limitations.
Current-generation nuclear power plants employ over 3,600 active NRC-licensed
reactor operators in the United States~\cite{operator_statistics}. These
operators divide into Reactor Operators (ROs), who manipulate reactor controls,
and Senior Reactor Operators (SROs), who direct plant operations and serve as
shift supervisors~\cite{10CFR55}. Staffing typically requires at least two ROs
and one SRO for current-generation units~\cite{10CFR50.54}. Becoming a reactor
operator requires several years of training.
The persistent role of human error in nuclear safety incidents---despite decades
of improvements in training and procedures---provides the most compelling
Human error persistently plays a role in nuclear safety incidents despite decades
of improvements in training and procedures. This provides the most compelling
motivation for formal automated control with mathematical safety guarantees.
Operators hold legal authority under 10 CFR Part 55 to make critical decisions,
including departing from normal regulations during emergencies. The Three Mile
@ -100,10 +101,10 @@ limitations are fundamental rather than a remediable part of human-driven contro
\subsection{Formal Methods}
The persistent human error problem motivates exploration of formal methods to
The persistent human error problem motivates exploring formal methods to
provide mathematical guarantees of correctness that human-centered approaches
cannot achieve. This subsection examines recent formal methods work in nuclear
control and identifies their limitations for autonomous hybrid systems.
control and identifies limitations for autonomous hybrid systems.
\subsubsection{HARDENS}
@ -211,13 +212,16 @@ design loop for complex systems like nuclear reactor startup procedures.
\subsection{Summary: The Verification Gap}
Current practice reveals a fundamental gap: human operators provide operational
flexibility but introduce persistent reliability limitations, while formal
Current practice reveals a fundamental gap. Human operators provide operational
flexibility but introduce persistent reliability limitations. Formal
methods provide correctness guarantees but have not scaled to complete hybrid
control design. HARDENS verified discrete logic without continuous dynamics.
control design.
HARDENS verified discrete logic without continuous dynamics.
Differential dynamic logic can express hybrid properties but requires
post-design expert analysis. No existing methodology synthesizes provably
correct hybrid controllers from operational procedures with verification
integrated into the design process. This gap—between discrete-only formal
methods and post-hoc hybrid verification—defines the challenge this research
addresses.
integrated into the design process.
This gap—between discrete-only formal methods and post-hoc hybrid
verification—defines the challenge this research addresses.

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@ -20,17 +20,17 @@ continuous control behavior, but not both simultaneously. Today's continuous
controller validation consists of extensive simulation trials. Human operators
drive discrete switching logic for routine operation; their evaluation includes
simulated control room testing and human factors research. Neither method
provides rigorous guarantees of control system behavior, despite being
provides rigorous guarantees of control system behavior despite being
extremely resource intensive. HAHACS bridges this gap by composing formal
methods from computer science with control-theoretic verification, formalizing
reactor operations using the framework of hybrid automata.
methods from computer science with control-theoretic verification and
formalizing reactor operations using the framework of hybrid automata.
The challenge of hybrid system verification lies in the interaction between
discrete and continuous dynamics. Discrete transitions change the governing
vector field, creating discontinuities in the system's behavior. Traditional
verification techniques designed for purely discrete or purely continuous
systems cannot handle this interaction directly. Our methodology addresses this
challenge through decomposition. We verify discrete switching logic and
challenge through decomposition: we verify discrete switching logic and
continuous mode behavior separately, then compose these guarantees to reason
about the complete hybrid system. This two-layer approach mirrors the structure
of reactor operations themselves: discrete supervisory logic determines which
@ -76,14 +76,18 @@ system is satisfied by its actual implementation.
\textbf{What is new:} This approach is tractable now because the infrastructure
for each component has matured, but no existing work composes them for
end-to-end hybrid system verification. The novelty lies in the architecture that
connects discrete synthesis with continuous verification through well-defined
interfaces. By defining
end-to-end hybrid system verification. The novelty lies in the architecture
connecting discrete synthesis with continuous verification through well-defined
interfaces.
\textbf{Why it will succeed:} By defining
entry, exit, and safety conditions at the discrete level first, we transform the
intractable problem of global hybrid verification into a collection of local
verification problems with clear interfaces. Verification is performed per mode
rather than on the full hybrid system, keeping the analysis tractable even for
complex reactor operations.
verification problems with clear interfaces. Verification operates per mode
rather than on the full hybrid system, keeping analysis tractable even for
complex reactor operations. Nuclear procedures already define discrete boundaries
between operating regimes, providing the natural decomposition this methodology
requires.
\begin{figure}
\centering
@ -149,10 +153,10 @@ complex reactor operations.
\subsection{System Requirements, Specifications, and Discrete Controllers}
Having defined the hybrid system mathematical framework, we now establish how to
construct such systems from existing operational knowledge. The key insight is
that nuclear operations already have a natural hybrid structure that maps
directly to the automaton formalism.
The hybrid system mathematical framework defined above provides the foundation.
Now we establish how to construct such systems from existing operational knowledge.
The key insight: nuclear operations already possess a natural hybrid structure
that maps directly to the automaton formalism.
Human control of nuclear power divides into three scopes: strategic,
operational, and tactical. Strategic control is high-level and
@ -364,9 +368,11 @@ according to operating procedures.
\subsection{Continuous Control Modes}
With the discrete controller synthesized and provably correct, we turn to the
continuous dynamics that execute within each discrete mode. The synthesis of the
discrete operational controller is only half of an autonomous controller. These control systems are hybrid, with both discrete and
The discrete controller synthesized above is provably correct. Now we turn to the
continuous dynamics executing within each discrete mode.
Synthesizing the discrete operational controller completes only half of an
autonomous controller. These control systems are hybrid: they have both discrete and
continuous components. This section describes the continuous control modes that
execute within each discrete state, and how we verify that they satisfy the
requirements imposed by the discrete layer. It is important to clarify the scope
@ -393,11 +399,11 @@ computationally expensive, and analytic solutions often become intractable
\cite{MANYUS THESIS}.
We circumvent these issues by designing our hybrid system from the bottom up
with verification in mind. Each continuous control mode has an input set and
output set clearly defined by our discrete transitions \textit{a priori}.
Consider that we define the continuous state space as $\mathcal{X}$. Each
discrete mode $q_i$ then provides three key pieces of information for continuous
controller design:
with verification in mind. The discrete transitions define each continuous
control mode's input set and output set clearly \textit{a priori}.
The continuous state space is $\mathcal{X}$. Each discrete mode $q_i$ provides
three key pieces of information for continuous controller design:
\begin{enumerate}
\item \textbf{Entry conditions:} $\mathcal{X}_{entry,i} \subseteq \mathcal{X}$,
the set of possible initial states when entering this mode
@ -488,9 +494,10 @@ appropriate to the fidelity of the reactor models available.
\subsubsection{Stabilizing Modes}
While transitory modes drive the system toward exit conditions, stabilizing
modes maintain the system within a desired operating region. Stabilizing modes
are continuous controllers with an objective of maintaining a particular
Transitory modes drive the system toward exit conditions. Stabilizing modes, in
contrast, maintain the system within a desired operating region.
Stabilizing modes are continuous controllers designed to maintain a particular
discrete state indefinitely. Rather than driving the system toward an
exit condition, they keep the system within a safe operating region. Examples
include steady-state power operation, hot standby, and load-following at
@ -547,9 +554,11 @@ controller.
\subsubsection{Expulsory Modes}
Transitory and stabilizing modes handle nominal operations. When the plant
deviates from expected behavior, expulsory modes take over. Expulsory modes are
continuous controllers responsible for ensuring safety when failures occur. They are designed for robustness rather
Transitory and stabilizing modes handle nominal operations. Expulsory modes
handle off-nominal conditions.
When the plant deviates from expected behavior, expulsory modes take over. These
continuous controllers ensure safety when failures occur. They are designed for robustness rather
than optimality. The control objective is to drive the plant to a safe shutdown
state from potentially anywhere in the state space, under degraded or uncertain
dynamics. Examples include emergency core cooling, reactor SCRAM sequences, and

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@ -1,8 +1,10 @@
\section{Metrics for Success}
This research will be measured by advancement through Technology Readiness
Levels, progressing from fundamental concepts to validated prototype
demonstration. This work begins at TRL 2--3 and aims to reach TRL 5, where
\textbf{The exams:} This research will be measured by advancement through
Technology Readiness Levels, progressing from fundamental concepts to validated
prototype demonstration.
This work begins at TRL 2--3 and aims to reach TRL 5, where
system components operate successfully in a relevant laboratory environment.
This section explains why TRL advancement provides the most appropriate success
metric and defines the specific criteria required to achieve TRL 5.

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@ -1,5 +1,9 @@
\section{Broader Impacts}
\textbf{Who cares:} The nuclear industry, datacenter operators, and clean energy
advocates all face the same economic constraint: high operating costs driven by
staffing requirements.
Nuclear power presents both a compelling application domain and an urgent
economic challenge. Recent interest in powering artificial intelligence
infrastructure has renewed focus on small modular reactors (SMRs), particularly
@ -21,14 +25,16 @@ expenses~\cite{eia_lcoe_2022}. Combined, O\&M-related costs represent
approximately 23--30\% of the total levelized cost of electricity, translating
to \$21--28 billion annually for projected datacenter demand.
This research directly addresses the multi-billion-dollar O\&M cost challenge
through the high-assurance autonomous control methodology developed in this
work. Current nuclear operations require full control room staffing for each
\textbf{What difference it makes:} This research directly addresses the
multi-billion-dollar O\&M cost challenge through high-assurance autonomous
control.
Current nuclear operations require full control room staffing for each
reactor, whether large conventional units or small modular designs. These staffing requirements drive the high O\&M costs
that make nuclear power economically challenging, particularly for smaller
reactor designs where the same staffing overhead must be spread across lower
power output. Synthesizing provably correct hybrid controllers from formal
specifications can automate routine operational sequences that currently require
specifications automates routine operational sequences that currently require
constant human oversight. This enables a fundamental shift from direct operator
control to supervisory monitoring, where operators oversee multiple autonomous
reactors rather than manually controlling individual units.

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\section{Schedule, Milestones, and Deliverables}
This research will be conducted over six trimesters (24 months) of full-time
effort following the proposal defense in Spring 2026. The work progresses
\textbf{How long it will take:} This research will be conducted over six
trimesters (24 months) of full-time effort following the proposal defense in
Spring 2026. All work uses existing computational and experimental resources
available through the University of Pittsburgh Cyber Energy Center and NRC
Fellowship funding. The work progresses
sequentially through three main research thrusts before culminating in
integrated demonstration and validation.